N.B.: The delegate of the Secretary concurred in the relief recom-
mended by the Board in this case on June 30, 2000.
DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 1998-035
FINAL DECISION
ANDREWS, Attorney Advisor:
This proceeding was conducted under the provisions of section 1552 of
title 10 of the United States Code. It was commenced upon the BCMR’s receipt of
the applicant’s application on November 24, 1997.
appointed members who were designated to serve as the Board in this case.
This final decision, dated November 5, 1998, is signed by the three duly
RELIEF REQUESTED
The applicant, a xxxxxxxxx, first enlisted in the Coast Guard on
xxxxxxxxxx, 19xx. On xxxxx, 199x, she accepted a voluntary discharge to avoid
accepting orders she alleged were retaliatory for a sexual harassment complaint
she had made. After an investigation by the Departmental Office of Civil Rights
(OCR),1 she signed a settlement agreement with the Coast Guard and reenlisted
on xxxxxxxx, 199x.
1 The following persons were interviewed by the OCR investigator:
Z. is the chief xxxx whom the applicant accused of seeking retribution.
Y. is the administrative xxxx whom the applicant accused of seeking retribution at Z.’s instiga-
tion.
X. is a commander and the executive officer at XXX Xxxxxxxx.
A., B., C., and D. are all witnesses who were stationed at XXX Xxxxxxxx.
Q. is another xxxx against whom Z. allegedly sought retribution.
Cx is a captain and the commanding officer at XXX Xxxxxxxx.
The applicant asked the Board to correct her record to show no break in
service so that she would receive back-pay and benefits and be credited with ac-
tive service time for the year and a half between her discharge and reenlistment.
APPLICANT’S ALLEGATIONS
The applicant alleged that she suffered retaliation as a result of lodging a
sexual harassment complaint against a petty officer in 199x, while stationed in
Xxxx. As a result of the complaint and subsequent investigation, the petty officer
went before a captain’s mast and took early retirement in lieu of a court-martial.
The applicant was then transferred to the XXX (XXX) in Xxxxxxxx, Xxxx, because,
she alleged, a xxxx (Z.) who was a very close friend of the petty officer threat-
ened to “get” her for lodging the complaint against his friend. The applicant al-
leged that Z. told her that he would soon be her detailer,2 and then he would be
able to “take care of” her.
The applicant alleged that, after Z. became the xxxx detailer for the xxxxx,
he made her job at XXX difficult by prejudicing her administrative xxxx (Y.)
against her by telling that officer his own view of the sexual harassment com-
plaint. She alleged that thereafter Y. constantly criticized her without cause. She
also alleged that Y. wrote a Page 7 (administrative remarks) to include in her
record about an alleged inappropriate relationship but never wrote a Page 7 to
include in the record of the supervisor with whom she was supposedly involved,
even though the regulations hold a ranking member primarily responsible for
having an inappropriate relationship with a member of lower rank. The appli-
cant stated that she requested and received a transfer out of Y.’s department after
he told her that he knew that everything that had happened in Xxxx was her
fault.
During her tour at XXX, the applicant alleged, she received several mes-
sages from Z. through other members to the effect that he had not forgotten
about her. The applicant’s tour at XXX was scheduled to end in November 199x.
In July 199x, she received notice from the Military Personnel Command (MPC)
indicating that a request for extending her tour would probably be granted. The
applicant applied for an extension. She wanted to stay in the area because she
had a xxxxxxxxxxxx nearby.
R. is a commander, chief of the Enlisted Assignment Branch, and Z.’s second-line supervisor.
S. is a lieutenant commander and the applicant’s last supervisor before her discharge.
T. is a lieutenant commander and president of the 199x xxxx TERA panel.
2 A “detailer” is an officer who recommends and has significant control over which enlisted
member is ordered to which billet.
The applicant alleged that on January 2, 199x, she was contacted while on
leave by another xxxx, who informed her that Z. had called the applicant perso-
nally to inform her that he was sending her to a new billet. When she returned
Z.’s call, he told her that she was being transferred to the Xxxx, a Coast Guard
cutter based in xxxxxxxxxxxxxx, on April 1, 199x, “so [she] better start packing.”
When she reminded him that her tour was not scheduled to end until November
199x, he said, “This is it [applicant’s first name], and you should have expected
something like this.” She alleged that members are usually informed when their
extension requests have been disapproved so that they can submit another
“dream sheet” of preferred posts.
The applicant alleged that when her leave ended on January 8, 199x, a
lieutenant commander told her that “she had talked to [Z.] the week before and
that he had told her that I was to receive those orders because of some guy I went
after in Xxxx.” She also alleged that when she informed her department head of
the situation and told him she did not want to accept orders arranged by Z., he
told her there was nothing he could do because there was no proof. The com-
mand’s xxxx responded similarly.
The applicant alleged that the executive officer (X.) asked her that same
day what orders she would be happy with. She told him she was afraid to take
anything Z. offered her. She said she would rather be discharged than accept or-
ders to a unit in which she would not feel safe. She “fear[ed] being sent out in
the middle of the ocean with someone who believed I deserved whatever he
could get away with doing to me.” She alleged that she finally told the [execu-
tive officer] she would take “any shore billet anywhere” because “[h]e didn’t
seem to hear anything I had said to him of my concerns or my fears.” When the
executive officer asked her why she didn’t cite her xxxxxxx as a “special needs”
situation to get out of orders to a ship, she responded that she did not mind ac-
cepting orders to a ship, it was receiving any orders from Z. that she feared.
The applicant lodged a civil rights complaint of retribution with her com-
mand on January 16, 199x. On January 17, 199x, an opportunity to apply for ear-
ly retirement was announced, and the applicant applied for it on January 19,
199x. On the same day, she was called by a Coast Guard civil rights counselor
about her civil rights complaint. She told him she had applied for early retire-
ment but that she was afraid Z. “would have some say on the results.” He told
her that her command believed that she just did not want to go to sea. He said
her command was drafting a letter to request that her tour be extended for
another year.
The applicant’s request for early retirement was denied. She alleged that
it was because Z. was one of the officers on the committee that decided whose
applications would be accepted. She alleged that it was discriminatory for the
Coast Guard to allow the officer who had sexually harassed her to retire early in
lieu of court-martial but to deny her early retirement.
On January 31, 199x, X. asked her if she would settle her complaint infor-
mally at the command level. After discussing her options with him, she decided
to file a formal complaint. She also asked him about the letter the counselor had
told her the command was writing regarding her extension. She alleged that the
executive officer told her “there were some editing problems and the letter isn’t
going to be sent, besides you have filed a Civil Rights claim and seem to be tak-
ing care of it yourself.” Rather than accept the orders to the Xxxx arranged by Z.,
the applicant chose to be discharged.
The applicant was discharged on xxxxxx, 199x. In April 199x, she received
a copy of the Report of Investigation prepared by the Department of Transporta-
tion’s Office of Civil Rights. (A summary of the report begins on page 6, below.)
The report arrived with a letter urging her to settle informally with the Coast
Guard and stating that, if they did not settle, the OCR would issue a final agency
decision after 30 days. However, in August 199x, after the OCR had repeatedly
refused to issue its decision, the applicant finally accepted an offer to settle with
the Coast Guard. (All pertinent parts of the settlement provisions are repro-
duced on pages 12 and 13, below.)
VIEWS OF THE COAST GUARD
On September 30, 1998, the Chief Counsel of the Coast Guard submitted
an advisory opinion recommending that the Board deny the applicant’s request.
The Chief Counsel argued that relief should be denied because the appli-
cant voluntarily left the Coast Guard at the end of her enlistment3 instead of ac-
cepting orders. Rather than accept a voluntary discharge, the Chief Counsel
alleged, the applicant should have accepted the orders she received to serve on
the Xxxx. Once there, she could have used Article 138 of the Uniform Code of
Military Justice (UCMJ) or other prescribed complaint processes to contest the
orders or address her concerns. Furthermore, the Chief Counsel alleged, the ap-
plicant “provide[d] no evidence[4] that she would have faced an intolerable situ-
ation if she executed the orders and, furthermore, there is no evidence that her
future command would not have taken appropriate action if called upon to do
so.”
3 The applicant’s six-year enlistment was due to end xxxxxxx, 199x, but she was not discharged
until xxxxxxxx, 199x.
4 Paragraph eight of the Settlement Agreement prohibits the applicant from submitting evidence
to the BCMR other than the OCR’s Report of Investigation.
In addition, the Chief Counsel alleged that the applicant had waived the
argument that her discharge was unjust when she accepted the settlement
agreement. As proof of this, the Chief Counsel quoted several paragraphs from
the settlement agreement.
Finally, the Chief Counsel argued that the Coast Guard lacks authority to
pay a member for time not served on active duty. The Chief Counsel cited
BCMR Docket No. 1997-114 for the proposition that the applicant cannot receive
back-pay because she chose to be discharged rather than pursuing her claims
while on active duty. Although paragraph eight of the settlement agreement al-
lows the applicant to seek relief through the BCMR, the Chief Counsel argued
that it did “not concede that her claim has any merit nor that the Coast Guard
has any fiscal law authority to pay Applicant active duty pay and allowances
and grant benefits including leave for a period of time when the Applicant did
not serve on active duty.”
APPLICANT’S RESPONSE TO THE COAST GUARD’S VIEWS
On October 9, 1998, the applicant responded to the Chief Counsel’s advi-
sory opinion by stating that she “accepted discharge because [she] had no other
alternative other than to accept orders from an individual who had threatened
me with retribution.” She stated that she “chose discharge over reenlistment
simply because to reenlist and then refuse orders would have allowed the Coast
Guard the opportunity to prosecute, making me a criminal.” Punishments could
have included, she alleged, a dishonorable discharge, forfeiture of all pay and
allowances, and up to two years’ confinement, under Article 90 of the UCMJ, or a
bad conduct discharge, forfeiture of all pay and allowances, and up to six
months’ confinement, under Article 92 of the UCMJ.
In response to the Chief Counsel’s argument that she should have re-
ported to the Xxxx and used Article 138 remedies to resolve the problem, she al-
leged “[t]he UCMJ process was not recommended by my superiors as the goal
was to stop issuance of orders by this officer or cancel the orders issued by this
officer. To submit a CG-4910 against the Detailer for violation of Article 138
would not have taken the Detailer out of the loop.” “Further, when I pursued
Article 138 charges while still at XXX Xxxxxxxx, I was advised that since the
members were from two different commands, Article 138 would not be appro-
priate.”
SUMMARY OF REPORT OF INVESTIGATION
On April 14, 199x, an investigator for the Departmental Office of Civil
Rights sent the applicant and the Coast Guard a report of his investigation of the
applicant’s complaint. The report largely substantiated many of the applicant’s
allegations concerning Z.
In 199x, a petty officer who had gone before a captain’s mast for sexually
harassing the applicant took early retirement in lieu of being court-martialed.
The applicant’s complaint and the result were common knowledge at the base.
Several witnesses stated that Z. was a very close friend of the petty officer. The
applicant was soon transferred to XXX Xxxxxxxx. Z. became the xxxx detailer in
xxxxxxxxxx 199x. He exercised significant control over the decisions made re-
garding her request for extension, her orders to the Xxxx, and her denial of early
retirement.
Witnesses’ Statements Concerning Retribution by Z.
Y., the administrative xxxx, confirmed that he had prepared a Page 7 for
the applicant’s record regarding an inappropriate relationship with her supervi-
sor. He stated further that “he did not get around to writing a Page 7 on [the su-
pervisor] because the issue got elevated with [the applicant’s] reaction to being
issued the Page 7 and all was resolved in a counseling session.” He denied that
the Page 7 had anything to do with his friendship with Z., but he admitted that
Z. had told him about her sexual harassment complaint.
A witness, A., stated that she believed “[the applicant] got the Page 7 in
this case instead of [the supervisor] because [Y.] did not like [the applicant].” A.
also stated that Y. and Z. were in frequent contact and “got along rather well.”
She indicated that the two did favors for each other. Another witness, B., stated
that Y. and the applicant “did not get along well.”
Witnesses’ Statements Concerning Extension and Orders to Cutter
Another witness, C., stated that she had heard Z. confront the petty officer
who had harassed the applicant “about the fact that he would jeopardize his
marriage and career over ‘someone like [the applicant].’” She also stated that,
when [Z.] got his orders to become the Detailer, he made a state-
ment to people in the office that he had a list of all of the people he
would pay back once he became Detailer. He then named some of
the names of people that were on his list. She said there was only
one name of the people he mentioned that she knew, [Q.], who had
previously been stationed at xxxxx. She said that Z. disliked [Q.]
less than he disliked [the applicant]. Therefore, they (the people in
the office) knew that [the applicant] would definitely be a target if
[Q.] was to be a target.
Regarding the applicant’s request for extension at XXX, Witness D. stated
that in July 199x, the MPC asked commands about staffing concerns. He re-
sponded by indicating that all of the xxxx at his command were due to leave at
about the same time, “leaving the command with little or no ‘corporate’ knowl-
edge.” At the time, only two of the command’s seven xxxx “could realistically
expect to be extended.” One of the two was the applicant. D. received a re-
sponse from Z.’s second-line supervisor (R.) at MPC stating that it would “con-
sider an extension.” D. stated that in his experience, such a response meant that
a request for extension would be granted. He “had never seen a xxxx not be
granted an extension when told he or she would probably get one through writ-
ten correspondence, unless there was an overriding concern . . . .”
D. further stated that, when he heard of the applicant’s orders, he was
very surprised, and he questioned Z., who told him that they needed to fill billets
with “the most qualified candidates, and that all options would be considered.”
Although D. got the impression that no concrete decision had been made, he
soon received the applicant’s orders to the Xxxx, and
[t]his disturbed him, . . . because he was aware that [Z.] had already
telephoned at least two female xxxx [sic] stationed at Coast Guard
xxxxxxxxx who did not want to remain at their commands and
were told by [Z.] that they would be extended in their current as-
signments whether they wanted to be or not. Yet, he had two xxxx
[sic] who wanted to stay, but [Z.] would not give them extensions.
He said that both xxxx [sic] . . . were initially extended against their
wishes. . . .
D.’s statements were corroborated by X. X. also stated that the normal
process for assigning enlisted members was that, “if nothing is available for the
member in the areas that he/she enters on the Assignment Data Form (dream
sheet), the Detailer gets back to the member and lets him/her know that none of
the desired options are available. The member is then asked for other choices.”
D.’s statement regarding the two xxxx whose tours had been extended against
their wishes was corroborated in regard to one of the xxxx by C., who knew the
xxxx in question.
In response to questions concerning the procedure for reviewing and de-
ciding on extension requests, R. indicated that Z. forwarded extension requests
to the branch with recommendations. Z. did not have final authority to approve
or disapprove such requests. He stated that, when he had informed the appli-
cant’s command that they would “consider an extension,” no guarantees were
made. R. stated that no action was ever taken on the applicant’s request for ex-
tension because she was ordered to the Xxxx before it was necessary. High prior-
ity is given to filling empty billets on ships. Decisions regarding extension
requests are usually made last.
D. also stated that Z. had explained the applicant’s orders to the Xxxx by
saying that the cutter “had a female berthing requirement and that [the appli-
cant] was the closest female xxxx who did not have sea duty.” However, “when
all xxxx orders had come out, they discovered that there was a female xxxx al-
ready stationed in xxxxxx who got transferred to . . . xxxxxxxxx, and a second
female xxxx at . . . xxxxxx, [Xxxx], was sent to either Headquarters or [xxxx]. . . .
[N]either of these two xxxx [sic] had sea duty time as a xxxx and both were closer
to the [cutter] than [the applicant was].” Moreover, D. stated, in contradiction to
Z.’s claim that the Xxxx required a female, a male xxxx was assigned to the cutter
when the applicant chose to be discharged rather than accept the orders. D.’s
statement regarding the two transfers was corroborated by B.
C. stated that she and several other members had monitored the transfer
orders that year “because they knew who [Z.] liked and disliked. The few people
they knew were his favorites went where the group knew they wanted to go.
The few that they knew for sure that [Z.] disfavored, [the applicant and Q.] both
got assignments they did not want.”
A. stated that Y. “told her he knew [where the applicant] was being or-
dered to, that [the applicant] did not yet know, and that she was going to be sur-
prised. A. stated that “she got the impression [Y.] was happy about [the
applicant’s] going to a ship. She also said it seemed like he knew that [Z.] was
doing this intentionally and he was satisfied that it was happening. She said fur-
ther that “it was her sense that while she and [Y.] were discussing [the appli-
cant’s] orders, that [Y.] knew something about [the applicant’s] incident in
Xxxx.”
S., who was the applicant’s last supervisor before her discharge, stated
that she asked Y. about the applicant’s orders and that “he said something to the
effect that he was not surprised that [the applicant] was going to a ship and al-
luded to the fact that he was not surprised because . . . the Detailer was stationed
with [the applicant] in Xxxx and knew of the incident in Xxxx.” S. stated that she
informed the applicant of the substance of her conversation with Y. because she
knew it “somewhat confirmed [the applicant’s] concerns.”
The applicant’s commanding officer (Cx) at XXX stated that he did not
learn of her concerns about Z. until January 11, 199x. He stated that before that
date, he thought her chief concern was to stay near her xxxxxxx. When Cx tried
to arrive at an informal resolution to the complaint, the applicant asked (1) for
orders to any shore unit and (2) for Z. to be removed as detailer. On January 31,
199x, when X. told R. about the applicant’s retribution complaint, R. responded
that, unless she enrolled in the special needs program, the applicant’s orders
would not be changed because “on paper” she “fit” the billet profile. “[R.’s] bot-
tom line was that even if there were some personal differences between [the ap-
plicant] and [Z.], there was still a fit for her to go to the [cutter] and that if [Z.]
had not made the assignment someone else would have.” Cx stated that when
the applicant learned of R.’s response, she decided to follow through with a for-
mal complaint.
In a letter to OCR dated February 15, 199x, that accompanied the appli-
cant’s complaint, Cx also stated that “it is difficult to measure the impact that this
very real perception of retribution by [Z.] has had on [the applicant]. . . . If this
investigation proves [Z.] was using his position as detailer against [the applicant]
to get revenge for [the petty officer’s] forced retirement, then [the applicant]
should be given the option of retiring . . . . It is further requested that [the appli-
cant] be allowed to remain on active duty and assigned to [the same unit] pend-
ing the outcome of this investigation.”
R. stated that enlisted members are considered tour complete and may be
transferred at any time during the calendar year their tours are scheduled to end.
Regarding the applicant’s orders to the Xxxx, he stated that, “a need for a xxx
aboard USCGC Xxxx came up unexpectedly. . . . [T]he incumbent xxx aboard
USCGC Xxxx, who was not tour complete in 199x and thus not expected to have
to be replaced, decided to leave the Service rather than reenlisting as had been
previously expected.” This development “created a need for a relatively rapid
transfer of a xxx.” He explained that Z. had “immediately looked for [xxxx] who
were tour complete in 199x and for units with ‘extra’ [xxxx] that could more easi-
ly absorb the transfer of a member a few months earlier in the assignment
process than might normally be expected.” In addition, “[t]he Cutter Command
had expressed a strong need for mid-grade enlisted women to be assigned, due
to the distribution of pay grades of the women already aboard.” Because the ap-
plicant fit the requirements and her command had “extra” xxxx, she was “an ex-
cellent choice for the position.” R. stated that, after X. informed him of the appli-
cant’s fear of retribution, he and another officer reviewed the rationale for her
orders, agreed the decision was a good one, and decided it should not be can-
celled.
When questioned further about these statements, R. stated that he had mi-
sremembered the circumstances. The xxxx whom the applicant was supposed to
replace was a male who was tour complete that year. In fact, he was overdue for
transfer. Coast Guard records indicate that, apart from the applicant, six female
xxxx stationed in Xxxx and xxxxxxxx were tour complete and had not done sea
duty at the time of the applicant’s orders. The OCR investigator interviewed
four of the six. All of those interviewed were tour complete before November
199x, and all were transferred to land-based assignments. Two were already sta-
tioned in xxxxxxx at the time. Another was stationed closer to xxxxxxxx than
was the applicant’s unit. Of the four, three had no “extenuating circumstances or
conditions to prevent them from performing sea duty.”
X. indicated that, at the time the applicant received her orders, there were
no “extra” xxxx assigned to his command. However, on January 3, 199x, the
same day the applicant learned of her orders from Z., Z. sent a message to D. in-
dicating that he was assigning an “extra” xxxx to the station. The “extra” xxxx
arrived in mid-January.
When the investigator first questioned Z., he stated that he could not re-
call the nature of the charges the applicant had brought against the petty officer
in Xxxx, what findings had been made at the captain’s mast, or what the results
were. Later, however, Z. insisted that, when he made the decision to assign the
applicant to the Xxxx, he had informed R. that his decision might be attributed to
that fact that she had accused his friend of sexual harassment and he had been
forced to retire.
Z. admitted having known that the applicant’s xxxxxxxxxxxx at the time
he recommended that she be transferred to the Xxxx. He stated that the cutter
had requested a mid-grade female xxxx and that a process of elimination had
brought him to choose the applicant.
Witnesses’ Statements Concerning Early Retirement
On January 16, 199x, the Commandant solicited applications for early re-
tirement (Temporary Early Retirement Authority (TERA)) from officers and en-
listed members. The applicant met the announced qualifications. She applied on
January 19, 199x, to be retired on October 1, 199x.
When questioned about the selection process, Z. stated that the panel’s
first priority was that ships not be adversely affected. “’Anyone,’ according to
[Z.], ‘[a]pplying for TERA who had been ordered to a ship would not get rec-
ommended.’”
T., the president of the TERA panel, stated that “the criteria for selection
would include, but not be limited to, factors such as grade, years of service, obli-
gated service, special skills, performance history, and programmatic needs . . . .”
In addition, the applicants’ rotation dates, time in service, time in grade, expira-
tion of enlistment, conduct, special skills, requested retirement dates, and com-
mand endorsements had been considered to minimize adverse impacts on the
units. No other criteria were developed. “[T]here was no hard and fast rule re-
garding applicants who had been order[ed] to or [were] stationed on a ship.
However, information indicating that people were already aboard ships or had
been ordered to ships, was used in helping them make their decisions because
ships were their highest priority.”
T. further stated that there were five members, including Z., on the xxxx
TERA selection panel. Four of the five members had to be in agreement as to
each person on the final list of those selected for TERA. Of the fifteen xxxx who
applied for TERA, eight were approved. “When asked why [the applicant] was
not recommended for the early retirement program given she would have had
fifteen years service by the requested retirement date, she was tour complete in
199x, her enlistment expired in 199x, her conduct was acceptable, and she re-
ceived her command’s endorsement for early retirement, [T.] stated that the pan-
el’s report . . . indicated that [the applicant] was not recommended because she
was under orders afloat.”
FIRST: [The applicant] agrees and accepts that this Agreement is the result of a
compromise and shall never at any time for any purpose be construed as an ad-
mission by [DOT] of any liability or responsibility to [the applicant] . . . as a re-
sult of [her] prior enlisted service in the United States Coast Guard.
EXCERPTS OF THE SETTLEMENT AGREEMENT
On xxxxxx, 199x, the applicant signed a settlement agreement with the
Secretary, the Department of Transportation (DOT), and the Coast Guard. The
parties agreed as follows:
SECOND: [The applicant] agrees to report to U.S. Coast Guard Recruiting Office
. . . for processing back into the Coast Guard. . . .
THIRD: [DOT] will offer [the applicant] a five (5) year enlistment contract. This
contract is contingent on [the applicant’s] ability to qualify for enlisted status in
the Coast Guard.
FOURTH: Upon return to service in the Coast Guard, [DOT] will immediately
assign [the applicant] to . . . a Xxxx billet. . . .
FIFTH: With the exception of the specification of the duty location, [the appli-
cant] will be subject to all the laws, regulations . . . applicable to all enlisted per-
sonnel . . . .
SIXTH: [The applicant] will make no further claims against [DOT] in connection
with her prior enlisted service in the United States Coast Guard except as set
forth in EIGHT below.
SEVENTH: After execution of this agreement, a copy shall be provided to the
Departmental Office of Civil Rights and [the applicant’s] formal complaint shall
be dismissed with prejudice. [The applicant] and [DOT] mutually agree that
from the date of the execution of this Agreement they will keep the terms and
fact of this Agreement completely confidential, and that they will not release or
disclose any information concerning this Agreement to anyone except as other-
wise required by law.
EIGHTH: [The applicant] may file a petition to [DOT’s] Board for the Correction
of Military Records in which she can seek backpay and credible [sic] service for
the period of time between the expiration of her prior enlistment contract and the
initiation of the enlistment contract signed in conformity with this Agreement,
and if the evidence supporting such petition is limited to the evidence in the De-
partment’s Report of Investigation, the Coast Guard will not present additional
evidence regarding such petition.
NINTH: [The applicant] acknowledges that she has thoroughly reviewed and
discussed all aspects of this Agreement, and acknowledges that she is fully
aware that she is entitled to seek legal counsel to review the document, and to
advise her concerning the document. [The applicant] also acknowledges that she
is voluntarily entering into this Agreement of her own free will.
TENTH: [The applicant] hereby totally and unconditionally releases, and forever
discharges [DOT] . . . from any and all charges, causes of action . . . arising from
[her] prior enlistment in the Coast Guard.
• • •
SEVENTEENTH: By executing this Agreement, [the applicant] acknowledges
that this agreement was the result of mutual consideration; and that this Agree-
ment was made freely and fairly and was not the result of any duress or bad faith
negotiations.
APPLICABLE LAWS
According to Chapter 5-D-5 of the Civil Rights Manual (COMDTINST
M5350.11B), all members have the right “[t]o present a discrimination complaint
to the command without fear of intimidation, reprisal or harassment.”
Article 138 of the UCMJ (10 U.S.C. § 938) states as follows:
Any member of the armed forces who believes himself wronged by
his commanding officer, and who, upon due application to that
commanding officer is refused redress, may complain to any supe-
rior commissioned officer, who shall forward the complaint to the
officer exercising general court-martial jurisdiction over the officer
against whom it is made.
According to Chapter 7-B-3 of COMDTINST M5810.1C, which contains
the regulations that interpret the UCMJ, a “commanding officer” means “[a]ny
Coast Guard commanding officer empowered to impose nonjudicial punishment
upon the complainant, which includes any superior commanding officer in the
chain of command.”
According to Chapter 7-I of COMDTINST M5810.1C, “Notwithstanding
anything to the contrary in this Part, the provisions of Coast Guard regulations
addressing civil rights complaints shall apply to complaints falling under the
purview thereof.”
According to Chapter 5-I-1 of the Civil Rights Manual, “Any member who
experiences an incident of reprisal as a result of filing a complaint of discrimina-
tion or participating in the discrimination complaint procedures in this chapter,
should file a complaint of reprisal with their district or Headquarters unit Civil
Rights Officer. . . .”
According to Chapter 5-F-1 of the Civil Rights Manual, “All members of
the chain of command shall do everything possible, within Coast Guard policy,
to facilitate a satisfactory informal resolution of any complaint of discrimination
prior to resorting to the formal complaint procedures described in this chapter.”
Chapter 5-F-6 provides that, after the complaint is lodged with the command, a
military civil rights counselor/facilitator “shall meet with the member, explain
the discrimination complaint procedures and attempt to facilitate a resolution at
the lowest level of the command. Complainants will be counseled to seek re-
dress of their complaints through other appropriate administrative or discipli-
nary procedures if the requested remedy is not within the purview of this
instruction. If a resolution is not achieved within 15 days, the [counselor/facili-
tator] shall assist the member in preparing the formal complaint if the complai-
nant so desires.”
BCMR CASE CITED BY THE COAST GUARD
In BCMR Docket No. 1997-114, the applicant was in second place on the
chief xxxx promotion list when she was offered a promotion before the man who
was first on the list. However, her promotion was conditioned upon her accept-
ing orders to a cutter based in xxxxxxx. The applicant alleged that the Coast
Guard wanted to assign a woman to the cutter because another woman had al-
ready received orders to the cutter. Coast Guard policy states that, whenever
possible, it will assign women to ships in groups of two or more. Accepting the
orders would have been difficult for her as it would have moved her far away
from her xxxxxx and forced her to sell or rent her house at a loss. She alleged
that, had the Coast Guard not considered her gender, she would have received
orders that did not create a hardship for her. Instead of accepting the orders, she
declined the tendered appointment and therefore gave up a chance to be pro-
moted.
The Board denied relief, finding that the applicant had confused permis-
sible gender consideration with illegal gender discrimination. The Board also
found that, in refusing the orders to xxxxx, the applicant had violated Article 4-
A-6.a. of the Personnel Manual, which requires members to be available for un-
restricted duty assignment worldwide.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of
the applicant's military record and submissions, the Coast Guard's submissions,
and applicable law:
1.
The Board has jurisdiction concerning this matter pursuant to sec-
tion 1552 of title 10 of the United States Code. The application was timely.
2.
The Report of Investigation prepared by the Departmental Office of
Civil Rights includes statements by several credible witnesses who corroborated
the applicant’s allegations that in January 199x, a detailer issued her orders to the
Coast Guard cutter Xxxx in retaliation for her filing a sexual harassment com-
plaint against a friend of his in 199x. Witnesses also corroborated her allegations
that the detailer had threatened to use his position against her and had induced
another officer to act against her. The detailer’s denials of many of the appli-
cant’s allegations were contradicted by witnesses and by some of his own state-
ments. His explanation for how she was chosen for the orders to the Xxxx was
contradicted by witnesses and by Coast Guard records.
3.
Therefore, the Board finds that the applicant has proved by a pre-
ponderance of the evidence that in January 199x she received orders to a cutter
from a detailer whose primary motivation for the assignment was to exact retri-
bution for a sexual harassment complaint she had filed.
The Coast Guard argued that the applicant should have accepted
the orders and sought a remedy through Article 138 of the Uniform Code of Mili-
tary Justice or the civil rights complaint procedures rather than accept a volunta-
ry discharge. The Board finds that none of the remedies promulgated by the
Coast Guard would have permitted the applicant to avoid accepting the orders
chosen by the detailer (shipboard duty on the Xxxx) who sought to use his posi-
tion to exact retribution from her.
The Board finds that the Coast Guard erred when it issued orders
intended as a reprisal against the applicant for filing a sexual harassment com-
plaint. Furthermore, the Board finds that the Coast Guard committed an in-
justice when it forced the applicant to choose between accepting orders crafted
by a detailer who had threatened her and accepting a voluntary discharge.
7.
The Board finds that the applicant did not waive the argument that
her discharge was unjust when she signed the settlement agreement in xxxxx
199x. Moreover, the agreement expressly preserves her right to ask the Board to
add the time between her discharge and reenlistment to her total creditable ser-
vice so that she may receive the consequent benefits and back-pay.
The Board finds that the final decision in BCMR Docket No. 1997-
114 is not relevant to the decision in this case. The applicant in that case was not
the target of reprisals for filing a sexual harassment complaint.
Although the Coast Guard argued that it has no authority to pay a
member for time not served on active duty, it is well established that the Board
may exercise its authority to correct an applicant’s record by removing an unjust
discharge and break in service.
cant.
Therefore, the Board should grant the relief requested by the appli-
8.
9.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
4.
5.
6.
•
ORDER
The application for correction of the military record of XXXXXXX, USCG,
is hereby granted as follows:
The applicant’s DD Form 214 dated xxxxxxxx, 199x, and all other
•
Charles Medalen
•
references to her discharge on that date shall be removed from her record.
The applicant’s record shall be corrected to show no breaks in ser-
vice at anytime in 199x and 199x. The time between xxxxx, 199x, and xxxxx,
199x, shall be credited to her as time served on active duty.
The Coast Guard shall pay the applicant all back-pay and allow-
ances she is due as a result of these corrections, minus any wages she may have
earned from other sources while discharged from the Service.
Karen Y. Petronis
Walter B. Myers
CG | BCMR | OER and or Failure of Selection | 1999-077
LCDR XX = Chief of the Command and XXX at XXX who allegedly informed the XXXX command that XXX was concerned about her performance at XXX. Xxxxx = Coast Guard xxxxx who served as xxxxx in the XXX and XXX xxxxxs and is now the xxxxxxx of the Coast Guard (see statement). However, the only complex xxxxx [the applicant] had been assigned to as an assistant [xxx xxx] in order to gain experience had been dismissed prior to xxx, and she had not yet been in xxxxx on anything other than [the...
CG | BCMR | Discharge and Reenlistment Codes | 1999-037
She was advised that “[a]ny further incidents will result in further administrative action.” On May 6, 199x, the applicant was evaluated by Dr. z, the Senior Medical Officer at XXX xxxxxxx Health Services, at the request of her commanding officer following a “continuous pattern of inappropriate behavior.” Dr. z reported the following based on his examination and information provided by her command: [The applicant’s] behavior has been observed declining over the past year and she has become...
CG | BCMR | Enlisted Performance | 1999-124
The two disputed page 7s were in his record before this appointment board. The xxx stated that xxx was a member of the section at that time. The applicant appeared xxx on the 199x Final Eligibility List for appointment to CWO and would have been appointed to CWO on June 1, 199x, except for the incompleteness of his record.
CG | BCMR | OER and or Failure of Selection | 1998-067
This final decision, dated December 17, 1998, is signed by the three duly APPLICANT’S REQUEST FOR RELIEF The applicant, a xxxxxx in the Coast Guard, asked the Board to correct his record by removing a special officer evaluation report (disputed OER) received while serving as the xxxxxxxxx at the xxxxxxxx.1 The applicant also requested that the Board remove from his record any other documents referring to his removal as xxxxxxxxx. “The xxxx” was the xxx of the Xxxxxxxxx of the Xxxxxx. ...
CG | BCMR | OER and or Failure of Selection | 1998-038
The applicant alleged that six marks of 33 on the first disputed OER are inaccu- rate and inconsistent with the comments. Affidavit of the OO, the Operations Officer of the Xxxx The OO stated that the marks he gave the applicant in the first disputed OER were based on the applicant’s performance. The instructions state the following: (d) In the “Comments” sections following each evaluation area, the Re- porting Officer [or Supervisor] shall include comments citing specific aspects of the...
CG | BCMR | Enlisted Performance | 1998-052
On May 25, 198x, she was told that the practices at the recruiting office and the claims of 125 recruiters had been investigated and that she had been charged with filing false claims. On June 22, 1999, Coast Guard Investigations forwarded a copy of the report of the investigation of the filing of false claims by recruiters in the xxxx office to the BCMR. On May 25, 198x, she was told that the practices at the recruiting office and the claims of 125 recruiters had been investigated and...
CG | BCMR | Enlisted Performance | 1999-118
He also asked the Board to remove from Coast Guard records his command’s negative endorsement of his request for assignment to recruiting duty (Assignment Data Card; form CG-3698A), as well as any other negative correspondence concerning his request for recruiting duty. CGPC stated that, aside from the two negative page 7s dated June 15, 199x, in the applicant’s per- sonal data record, the Coast Guard has a negative endorsement dated October 4 The Chief Counsel stated that there are only...
CG | BCMR | OER and or Failure of Selection | 1998-073
APPLICANT'S ALLEGATIONS The applicant alleged that he received two negative and inaccurate OERs as a student engineer because his supervisor, the Engineer Officer on the cutter xxxx, incor- rectly administered his qualification process for the Student Engineering Program (SEP). Allegations Regarding the Second Reporting Period Aboard the xxxx The applicant also alleged that his supervisor failed to counsel him monthly, as required by the SEP Instruction, after April 199x. The record...
CG | BCMR | Alcohol and Drug Cases | 1999-086
The Chief Counsel stated that, although the applicant completed an alco- hol rehabilitation program, the rehabilitation failure referred to in block 28 of her DD Form 214 is her failure to remain sober after her first alcohol incident. 1998-047, the applicant was discharged by reason of alcohol rehabilitation failure following two alcohol incidents. 1998-047, the Chief Counsel of the Coast Guard recommended that the Board change the applicant’s separation code to JNC and his narrative...
CG | BCMR | Discharge and Reenlistment Codes | 1998-099
The applicant alleged that he did not have a personality disorder. On December 7, 199x, after reviewing the report of the ADB and the record, the Commander of the xxxx Coast Guard District recommended to the Coast Guard Personnel Command (CGPC) that the applicant be discharged for misconduct. No member of the Coast Guard has a right to a TERA retirement.